Month: March 2012

When the SEC announced an initiative to encourage cooperation with its enforcement investigations by individuals a key focus was speed and efficiency for the Division. The idea was that a cooperating witness could speed investigators through the mountain of information …

IMPORTANT GUIDANCE ON SEC COOPERATION STANDARDS Read More »

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The SEC won a significant victory in its Citigroup market crisis case last week. A panel of the Second Circuit Court of Appeals concluded that the Commission has a probability of success on the merits while chiding the district court …

WILL THE KEY QUESTION IN THE CITIGROUP CASE BE ANSWERED? Read More »

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