Year: 2011

A financial fraud complaint centered on claims that two senior executives of Basin Water, Inc. falsely inflated company revenue beginning before it was publically traded and continuing through the end of 2007 was filed by the SEC. Named as defendants …

SEC CHARGES TWO CORPORATE OFFICERS WITH FINANCIAL FRAUD Read More »

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SEC enforcement statistics for the first half of this fiscal year may reflect changing trends. The number of cases the Commission settled during the period puts it on track to slightly exceed the number from last year, according to a …

SEC SETTLEMENT STATISTICS: FCPA UP, INSIDER TRADING DOWN Read More »