Year: 2011

The second Galleon related jury trial ended with the conviction of three more defendants. On Monday a jury in Manhattan returned guilty verdicts against Zvi Goffer, formerly of Schottenfeld Group LLC, Emanuel Goffer, formerly of Spectrum Trading LLC and Michael …

OCTOPUSSY AND TWO OTHERS ARE FOUND GUILTY OF INSIDER TRADING Read More »

The Supreme Court drew the line between primary and secondary liability, resolving a debate which has swirled since its 1994 decision in Central Bank v. First Interstate, 511 U.S. 164. In Janus Capital Group, Inc. v. First Derivative Traders, No. …

JANUS: NARROWING THE REACH OF SECTION 10(b) Read More »

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