Year: 2011

Insider trading has long been an SEC enforcement priority. While the Manhattan U.S. Attorney has brought the headline grabbing cases, the SEC has been equally aggressive in a series of actions which may redefine the insider trading (here). This has …

A NEW INSIDER TRADING PROBE: THE SENATE INVESTIGATES THE SEC Read More »

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Earlier this month Commission officials testified on Capitol Hill regarding the failure of the agency to investigate the alleged Stanford Ponzi scheme at an earlier date. Lawmakers were assured that a series of steps have been taken to preclude a …

A TALE OF TWO INVESTMENT FUND CASES Read More »