2011 – SEC ACTIONS

Year: 2011

THIS WEEK IN SECURITIES LITIGATION (July 8, 2011)

Posted on July 08, 2011 by T. Gorman Posted in SECActions

The SEC and the DOJ resolved another bid-rigging case related to anticompetitive practices in the municipal securities markets. This is one of a series in an ongoing investigation. The SEC also prevailed on a summary judgment motion in an investment …

THIS WEEK IN SECURITIES LITIGATION (July 8, 2011) Read More »

CENTRAL BANK CONTINUES TO LIMIT SECURITIES FRAUD ACTIONS

Posted on July 07, 2011 by T. Gorman Posted in SECActions

The Supreme Court’s decision in Central Bank of Denver v. First Interstate Bank of Denver, 511 U.S. 164 (1994) has had a significant impact on securities litigation since it was handed down. The 1994 decision held that there is no …

CENTRAL BANK CONTINUES TO LIMIT SECURITIES FRAUD ACTIONS Read More »

Tagged with: AOL, appeals, financial fraud; DC Circuit, SEC, venue

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