Month: November 2011

“But the S.E.C., of all agencies, has a duty, inherent in its statutory mission, to see that the truth emerges; and if it fails to do so, the Court must not, in the name of deference or convenience, grant judicial …

SEC – CITIGROUP SETTLEMENT IS REJECTED BY THE COURT Read More »

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Insider trading is a key area of focus for SEC Enforcement. In the much touted reorganization, the new market abuse unit took charge of this high priority area. While criminal prosecutors have typically garnered the headlines with high profile cases …

INSIDER TRADING, AGGRESSIVE ENFORCEMENT AND BASEBALL Read More »

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