Month: August 2011

Insider trading continues to be a key focus of enforcement authorities who obtained another guilty plea from a hedge fund portfolio manger tied to an expert network. The latest plea was by Joseph Skowron, formerly a portfolio manager at FrontPoint …

ANOTHER GUILTY PLEA IN AN INSIDER TRADING CASE Read More »

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The impact of Janus Capital Group, Inc. v. First Derivative Traders, 131 S. Ct. 2296 (2011) was the critical issue in a recent decision in SEC v. Daifotis, No 3:11-cv-00137 (N.D. CA. Filed Jan. 11, 2011). Previously in this case …

JANUS AND PRIMARY LIABILITY IN AN SEC ENFORCEMENT ACTION Read More »