Year: 2010

In insider trading investigations the focus is shifting at least momentarily from hedge funds and their expert networks to family cases. Last week, two sisters teamed up to use inside information obtained by one husband as the basis for securities …

ANOTHER FAMILY INSIDER TRADING RING Read More »

While insider trading has been dominating the news, the Foreign Corrupt Practices Act remains a key focus of securities regulators. The Department of Justice continued to unwind a years long conspiracy to violate the FCPA with the guilty plea yesterday …

THE FCPA: A KEY FOCUS OF SECURITIES REGULATORS Read More »