Year: 2010

DOJ announced “Operation Broken Trust” this week, a sweep focused on investment fund fraud. It is being conducted by the Justice Department along with the SEC, CFTC, IRS and others. A new report shows that the number of SEC settlements …

THIS WEEK IN SECURITIES LITIGATION (December 10, 2010) Read More »

First, there were two sisters and their husbands. The couples used inside information transmitted across the globe to trade and profit illegally (here). Then, there were two brothers-in-law who used inside information to trade and reap illegal profits (here). All …

INSIDER TRADING: A FAMILY AFFAIR Read More »