Year: 2009

Ponzi schemes, insider trading and discussions about the vitality of the enforcement program are the staples of SEC enforcement these days. First, the Ponzi scheme. SEC v. Capital Mountain Holding Corp., Civ. Action No. 3:09-CV-02222-F (N.D. Tex. Filed Nov. 23 …

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The SEC continued its almost endless stream of investment fraud cases on Friday, filing an action against Shidaal Express, Inc. and its principal, Mohamud Abdi Ahmed. SEC v. Shidaal Express, Inc., Case No. 09 cv 2610 (S.D. Cal. Filed Nov. …

WHERE ARE THE MARKET CRISIS CASES? Read More »