From Capital Hill, the SEC heard expressions of concern this week about the fact that its proposed rules regarding high speed trading, dark pools and market structure will not take effect until next summer. The Commission also received evidence about …

THIS WEEK IN SECURITIES LITIGATION (November 27, 2009) Read More »

The jury gave the SEC a split verdict in an insider trading case earlier this week. On November 20, 2009, following a week long trial, the jury returned a verdict finding former Fidelity trader David Donovan, Jr. liable of insider …

SEC OBTAINS A SPLIT VERDICT IN AN INSIDER TRADING CASE Read More »