Month: October 2008

The SEC filed another settled enforcement action on Monday involving a hedge fund and a PIPE offering. SEC v. Ladin, Civil Action No. 1:08-CV-01784 (D.D.C. Filed Oct. 20, 2008). The case raises a significant question regarding the SEC’s enforcement position …

Hedge Funds And PIPE Offerings — A New Enforcement Position? Read More »

Last week, the Eighth Circuit Court of Appeals handed down its second decision in the last few weeks affirming the dismissal of securities class action for failure to plead a strong inference of scienter as required by the PSLRA and …

Pleading A Strong Inference Of Scienter, Tellabs And Core Operations Read More »