The SEC announced a portion of its fiscal year Enforcement statistics for last year showing that the Division brought the second highest number of cases ever. During the same period it returned more than $1 billion to harmed investors through …

Preliminary SEC Enforcement Statistics Raise More Questions Than They Answer Read More »

The Second Circuit handed down another opinion in ATSI Communications, Inc., v. The Shaar Fund, Ltd., Case No. 08-1815 (2nd Cir. Oct. 20, 2008), perhaps finally brining this case to an end. This opinion concerned a request as part of …

Court Refuses To Vacate Sanctions Order For Frivolous Short Selling Claim Read More »