Tag: disgorgement

Supreme Court Considers Time Limits On SEC Disgorgement Claims

Disgorgement, one of the SEC’s primary remedies, was the focus of intense debate during arguments before the Supreme Court in Kokesh v. SEC, No. 16-529 (S.Ct.) earlier this week. At issue was whether the remedy is subject to the five

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Disgorgement In An SEC Action When The Fund Has Profits But Not The Trader

The Second Circuit holds that in an SEC case a portfolio manager who trades on inside information for a fund can be ordered to pay disgorgement based on what the profits of the fund.

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