Tag: ALJ

Due Process, Fairness: SEC Administrative Enforcement Actions

The Commission’s increased use of administrative proceedings as the venue of choice for enforcement actions sparked a series of suits challenging the practice. The challenges have been largely unsuccessful, although they may result in the Supreme Court determining whether SEC

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SEC ALJs Before the Supreme Court: Will the Court Take The Issue?

The validity of the SEC ALJs’ under the Constitution’s Appointments Clause is a critical issue the Supreme Court is considering for addition to its docket this term which will begin on the first Monday in October. Petition for Writ of

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