Year: 2012

THIS WEEK IN SECURITIES LITIGATION (January 13, 2012)

This week the Commission prevailed in a litigated action, securing the relief it sought against a defendant and his company after prevailing on summary judgment. The agency also brought two insider trading actions, one centered on a financial fraud case,

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TWO FRIENDS NAMED IN INSIDER TRADING CASE

Insider trading continues to be a key focus of the SEC. In recent months the Commission has revamped the way it investigates insider trading. Those efforts have put the SEC a new edge in this key enforcement area. At the

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