Year: 2011

INSIDER TRADING, AGGRESSIVE ENFORCEMENT AND BASEBALL

Insider trading is a key area of focus for SEC Enforcement. In the much touted reorganization, the new market abuse unit took charge of this high priority area. While criminal prosecutors have typically garnered the headlines with high profile cases

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THIS WEEK IN SECURITIES LITIGATION (November 25, 2011)

In recent enforcement cases the SEC obtained split results in an insider trading case, losing against one defendant but prevailing as to another. The court however then refused to impose an injunction against the defendant found liable but did order

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