Year: 2011

INSIDER TRADING DEFENANT ENTITLED TO RULE 10b5-2 INSTRUCTION

A defendant in an insider trading case is entitled to a jury instruction that he furnished inside information to a person in reliance on a relationship of trust and confidence where he assets a defense under Rule 10b5-2, the Second

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THIS WEEK IN SECURITIES LITIGATION (September 9 , 2011)

As the summer draws to a close and fall approaches the SEC announced it would not appeal the recent ruling striking down its proxy access rule. The agency also solicited comments regarding its review of various regulations. SEC Enforcement brought

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