Year: 2010

SEC REMEDIES: TIME FOR A REASSESSMENT

Commissioner Louis Aguilar, in remarks at SEC Speaks last Friday, called for a revamping of the Commission’s 2006 Statement on Corporate Penalties, discussed here. While Commissioner Aguilar makes a good point, any reassessment should begin with a careful undertaking in

THIS WEEK IN SECURITIES LITIGATION (February 5, 2010)

Financial reform efforts continued on Capital Hill this week with testimony about the so-called Volker Rule which some call “Glass Steagall lite.” SEC Chairman Mary Schapiro met with her counter parts at the FSA in London to discuss coordination on

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