Year: 2010

Insider trading cases large and small continue to be a key focus for SEC Enforcement. Yesterday, the Commission filed two settled insider trading case. One is a pillow talk case where apparently the husband misappropriated the inside information from the …

TWO INSIDER TRADING CASES; TWO DIFFERENT ISSUES Read More »

DOJ statistics for last year show that the number of prosecutions for financial crimes has dropped over the past six years, including the number of securities fraud charges. But, Preet Bharara, the U.S. Attorney for Manhattan, says that his office …

A CONTINUING INSIDER TRADING INVESTIGATION Read More »