Month: November 2009

INSIDER TRADING: A GLOBAL PROBLEM

Securities enforcement in recent weeks has been dominated by insider trading investigations and charges. The case which began with the founder of Galleon has already spawned multiple criminal cases, several guilty pleas and civil actions by the SEC. With the

THIS WEEK IN SECURITIES LITIGATION (November 27, 2009)

From Capital Hill, the SEC heard expressions of concern this week about the fact that its proposed rules regarding high speed trading, dark pools and market structure will not take effect until next summer. The Commission also received evidence about

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