Month: November 2009

The jury gave the SEC a split verdict in an insider trading case earlier this week. On November 20, 2009, following a week long trial, the jury returned a verdict finding former Fidelity trader David Donovan, Jr. liable of insider …

SEC OBTAINS A SPLIT VERDICT IN AN INSIDER TRADING CASE Read More »

Ponzi schemes, insider trading and discussions about the vitality of the enforcement program are the staples of SEC enforcement these days. First, the Ponzi scheme. SEC v. Capital Mountain Holding Corp., Civ. Action No. 3:09-CV-02222-F (N.D. Tex. Filed Nov. 23 …

THE STATE OF SEC ENFORCMENT Read More »