Tag: short selling

The SEC is focusing attention on trading illegal short selling, announcing twenty-three actions new actions centered on the prohibited trading practice. At the same time the Commission’s National Exam Program issued a Risk Alert on illegal short selling. Each of …

At The SEC — A Focus on Short Selling Read More »

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While insider trading typically garners all the headlines, the Commission has also brought a series of cases focused on another type of trading which also can have pernicious market effects – naked short selling. Recently, the Commission has brought a …

NAKED SHORT SELLING — AN ENFORCEMENT PRIORITY Read More »

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