Author: T. Gorman

The Commission filed three new cases last week. One centered on insider trading. The second involved an offering fraud. The third centered on the sale of unregistered shares.  The agency also continued to dismiss actions without explanation. Have good week.  …

This Week In Securities Litigation  (Week of July 14, 2025)   Read More »

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  Penny stock scams have long been a target of the SEC’s Enforcement division. These cases frequently focus on the issuance of millions of shares of unregistered stock coupled with the concealment of the person who is actually behind the …

A Penny Stock Scam Case with a Difference: Multiple CEOs from Earlier Scams Read More »

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