Author: T. Gorman

Offering fraud actions are a central focus for SEC Enforcement as we have repeatedly stated. While how much money is involved in the case is not a central focus, it is important.  In the Commission’s most recent offering fraud action …

Commission Files Action Centered  on $1 Billion Offering Fraud Read More »

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Last week the Commission filed one new enforcement action.  The agency also resolved two other cases and initiated a subpoena enforcement action based on a pending investigation. Be careful, be safe. SEC Enforcement – Filed and Settled Actions Statistics:  Last …

This Week In Securities Litigation  (Week of August 4, 2025)   Read More »