Author: T. Gorman

The filing of securities class actions is traditionally a key metric watched by firms and investors. This week Cornerstone Research published their mid-year report (here). Key metrics reported focused on: 1) the number of securities class actions filed; 2) the …

Trends in Securities Class Action Filings Read More »

Tagged with: ,

In the second quarter of 2020 as the pandemic began to unfold the Enforcement Division continued to file new actions. Indeed, the agency filed a larger number of actions in the second quarter than in the first despite the limitations …

The Second Quarter: A Review of SEC Enforcement Read More »