2024 – SEC ACTIONS

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Year: 2024

Insider Trading, a Breach of Duty

Posted on September 13, 2024 by T. Gorman Posted in SECActions

Insider trading has long been a focus for the Commission’s enforcement program. It is a violation of Section 10(b) of the Exchange Act and Rule 10(b)-5 thereunder. Yet those provisions do not even mention insider trading. The violation has traditionally …

Insider Trading, a Breach of Duty

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Prepared:

Thomas O. Gorman

DC Attorney specializing in securities
and other agency litigation

Former SEC Senior Counsel, Enforcement
and Special Trial Counsel, GC Office

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