In the week ending with “April Fools Day,” the Commission continued to issue proposed regulations to implement the Dodd-Frank Wall Street and Consumer Protection Act. SEC Enforcement focused on investment fund fraud actions, filing or resolving seven cases. The Commission …

THIS WEEK IN SECURITIES LITIGATION (April 1, 2011) Read More »

The retooled SEC enforcement program is filing more cases and securing judgments for more dollars than in prior years according to the statistics (here). A significant component of those statistics is investment fund fraud actions. Once considered difficult to discover …

SEC ENFORCEMENT: MORE CASES, MORE INVESTEMENT FUND FRAUD ACTIONS Read More »