The SEC settled its landmark action against Goldman Sachs. The bank will pay $550 million, made an unusual admission of having faulty marketing materials, consented to the entry of a fraud injunction and agreed to a series of procedures designed …

AN IMPORTANT SETTLMENT FOR THE SEC AND GOLDMAN Read More »

By most accounts, the Dodd-Frank Wall Street Reform and Consumer Protection Act is poised for passage. The bill is being hailed as the most significant regulatory overhaul since the great depression – clearly appropriate to address the most significant economic …

RULE MAKING AND REPORTS BY THE SEC UNDER DODD-FRANK Read More »