Insider trading Round two in SEC v. Dorozhko, Civil Action 07-cv-9606 (S.D.N.Y. October 29, 2008) took place this week as arguments were held before the Second Circuit Court of Appeals. Mr. Dorozhko is the Ukrainian resident the SEC claims hacked …

This Week In Securities Litigation (February 15 to 21, 2008) Read More »

Until recently, neither DOJ nor the SEC have focused their enforcement efforts on the Foreign Corrupt Practices Act (“FCPA”). Although the statutes were passed in 1977 and amended in 1988, for years enforcement did not appear to be a priority, …

The FCPA: The New SEC and DOJ Enforcement Priority – Part 1: Introduction Read More »