Year: 2008

This week, the market crisis continues to dominate the news, even as Treasury races to implement the landmark legislation passed last week. The SEC’s controversial ban on short trading, originally implemented as the market crisis evolved, ended. At the same …

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The New York Attorney General and the SEC continue to reach settlements in the auction rate securities market, rolling out three new accords this week. Two agreements involve Bank of America Securities and RBC Capital Markets, while a third related …

More Settlements In The Auction Rate Securities Investigations Read More »