Year: 2008

This week, another option backdating derivative case settled with payments made personally by two senior executives. The SEC filed a complaint alleging securities fraud against two former Bear Stearns hedge fund executives based on the collapse of two hedge funds …

This Week In Securities Litigation (June 20, 2008) Read More »

The SEC filed another insider trading case on Tuesday, part of its continuing war on insider trading. SEC v. Tedder, Civil Action No. 3-08-CV-1013-G (N.D. Tex. June 17, 2008). The complaint is based on trading in advance of a business …

Just Another Insider Trading Case Or One Worth Watching? Read More »