SEC Halts Offering Fraud Targeting American Indians
Offering frauds are perhaps the most common type of enforcement action. They come in all shapes and sizes, ranging from selling hard to get tickets to Broadway plays to little know technologies that are supposed to perform all sorts of …
SEC Halts Offering Fraud Targeting American Indians
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Last week the Commission filed two new enforcement actions. The agency also adopted certain new rules and/or amendments regarding short selling and beneficial ownership. SEC Rules: The Commission adopted a Rule focused on increasing the transparency regarding short selling. Amendments …
This Week In Securities Litigation (Week of October 16, 2023) Read More »