Year: 2019

Periodically the Commission brings actions tied to senior executives abusing the perks of their offices by, for example, charging personal items to the company. Such abuses can result in a falsification of financial records as part of an effort to …

SEC Charges Executives for Fraudulent Expenses Read More »

The filing of securities class actions remained at near record levels through the first half of 2019, according to a report issued by Cornerstone Research titled Securities Class Action Filings, 2019 Midyear Report (here). During the period about 5.2% of …

Securities Class Action Filings Continue at Brisk Pace Read More »

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