Month: August 2019

Periodically the Commission brings actions tied to senior executives abusing the perks of their offices by, for example, charging personal items to the company. Such abuses can result in a falsification of financial records as part of an effort to …

SEC Charges Executives for Fraudulent Expenses Read More »

The filing of securities class actions remained at near record levels through the first half of 2019, according to a report issued by Cornerstone Research titled Securities Class Action Filings, 2019 Midyear Report (here). During the period about 5.2% of …

Securities Class Action Filings Continue at Brisk Pace Read More »

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