Month: March 2015

Trading suspensions, market manipulation and Ponzi scheme actions – staples of SEC enforcement. The Commission suspended trading for 128 dormant shell companies this week while bringing a market manipulation action involving two recidivists and a case against an adviser involving …

SEC Staples: Trading Suspensions, Market Manipulation and Ponzi Schemes Read More »

The percentage of M&A deals challenged by shareholder suits remained largely constant last year while the number of suits filed against each deal declined slightly, according to a recent report by Cornerstone Research (here). In 2014 about 93% of the …

M&A Deals Continue To Be Challenged In Shareholder Litigation Read More »

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