Month: August 2014

Alternative investment manager Nikolai Battoo appeared to be the all-American success story. He began as a Florida cook and rose to manage over a billion dollars in assets. He attracted investments from investors across the globe. He claimed to have …

SEC Files Another Action Centered On IA Nikolai Battoo Read More »

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The SEC’s nationwide review of municipal bond disclosures yielded another enforcement action, this time against the state of Kanas. The Order centers on claims that the state failed to disclose its huge unfunded pension liabilities. In the Matter of The …

SEC Brings Another Bond Case Against A State Read More »

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