The SEC has brought a stream of Ponzi scheme cases in recent months in which little has been left for investors. SEC v. We the People, Inc. (S.D. Fla. Filed Feb. 4, 2013) and two related cases are a different …
The SEC has brought a stream of Ponzi scheme cases in recent months in which little has been left for investors. SEC v. We the People, Inc. (S.D. Fla. Filed Feb. 4, 2013) and two related cases are a different …
Reports prepared by a special consultant are frequently part of the remedies included in an SEC consent decree. The purpose of the report is typically to make findings and recommendations that become the predicate for improved policies and procedures. The …
The Accessibility of Reports Prepared Under SEC Consent Decrees Read More »