2013 – SEC ACTIONS

Year: 2013

The Supreme Court: Rewriting the Rules For Securities Class Actions?

Posted on November 17, 2013 by T. Gorman Posted in SECActions

The Supreme Court has agreed to consider a case which may rewrite the rules for securities class actions.

Tagged with: Basic, Halliburton, secactions, securities class actions

This Week in Securities Litigation (Week ending November 15, 2013)

Posted on November 14, 2013 by T. Gorman Posted in SECActions

A review of SEC and securities enforcement actions this week.

Tagged with: deferred prosecution agreement, DPA, investment fund fraud, secactions