Month: February 2013

A path to U.S. citizenship premised on an immigration program crafted to help create jobs, and surrounded with misrepresentations and false documents was the lure used by Anshoo Seithi and his controlled entities to defraud 250 investors of millions of …

The Lure of Citizenship is the Key to an Offering Fraud Halted by the SEC Read More »

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The Second Circuit Court of Appeals heard argument in SEC v. Citigroup Global Markets, Inc., No. 11-5227-cv, one of the most closely watched SEC enforcement actions. The Court’s decision has the potential to shape the future of SEC settlements in …

SEC Settlements: Citigroup is Argued in the Circuit Court Read More »

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