Year: 2011

DOJ and the SEC continue to focus on insider trading. In two new cases the U.S. Attorneys Office, New Jersey and the SEC brought insider trading charges centered on the acquisition of Home Diagnostics, Inc. by Nipro Corporation in a …

INSIDER TRADING: A CONTINUING FOCUS FOR THE SEC AND DOJ Read More »

Financial fraud and insider trading have long been priorities for SEC enforcement. Years of enforcement experience should give the agency expertise in these matters. That expertise coupled, with a judicious use of prosecutorial discretion, and a recognition of the impact …

LESSONS FROM TWO SEC LOSSES IN COURT Read More »