Year: 2011

Lindsey Manufacturing, the first company to stand trial on FCPA charges, was convicted on all counts by a jury in the Central District of California yesterday. Keith Lindsey, Steve Lee and Angela Aguilar were also convicted. Mr. Lindsey is the …

THE FIRST COMPANY TO BE TRIED ON FCPA CHARGES IS FOUND GUILTY Read More »

Dodd-Frank significantly added to the weapons available to the SEC. New provisions extended its authority to bring actions based on aiding and abetting while lowering the proof requirements to recklessness. Collateral bars were added and a provision making civil penalties …

THE SEC AND RETROACTIVITY: A QUESTION OF FAIRNESS Read More »