This is the eleventh in a series of articles that will be published periodically analyzing the direction of SEC enforcement. The Commission has brought a number of significant cases involving regulated entities in recent months. The cases can be grouped …
Month: May 2011
THIS WEEK IN SECURITIES LITIGATION (May 13, 2011)
The war on insider trading by the Manhattan U.S. Attorney was propelled forward this week with the conviction of Galleon hedge fund founder Raji Rajaratnam on all fourteen counts. At the same time another defendant in the expert network investigation …
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