Month: April 2011

Insider trading cases are notoriously difficult to prove. If everyone denies tipping or being tipped the proof problems become obvious. The current wave of cases using “blue collar” tactics have tried to overcome this with wire taps and wired informants. …

PREVAILING IN INSIDER TRADING CASES: THE TRADING CAN BE ENOUGH Read More »

This is the tenth in a series of articles that will be published periodically analyzing the direction of SEC enforcement. Financial fraud has long been a staple of SEC enforcement. While the Commission continues to concentrate enforcement resources in this …

SEC ENFORCEMENT TRENDS 2011: Financial Fraud Read More »