Earlier this month the SEC settled an insider trading case which was based on little more than a suspicious trading pattern. In SEC v. Di Nardo (here) the Commission obtained a settlement were the complaint was based on trading in …

INSIDER TRADING, SUSPICOUS TRADING AND SETTLEMENT Read More »

Blue collar tactics, such as wire taps and wired informants, coupled with coconspirators who pleaded guilty and then testified for the government have been on display over the last few weeks during insider trading trial of Raji Rajaratnam. Similar tactics …

THE SEC’S VERSION OF BLUE COLLAR TACTICS: LOOKING FOR THE “POP” Read More »