Month: March 2011

This is part eight (continued) of a series of articles that will be published periodically analyzing the direction of SEC enforcement. SEC insider trading cases for 2010 can, for purposes of discussion, be divided into three group: 1) Market and …

SEC ENFORCEMENT TRENDS 2011: INSIDER TRADING (cont) Read More »

The SEC brought another action involving a hedge fund and fraud by its managers. Specifically, the Commission alleged in a complaint filed on Tuesday that Juno Mother Earth Asset Management, LLL, a registered investment adviser, Eugenio Verzili, its chief compliance …

HEDGE FUND MANAGERS DIVERT INVESTOR FUNDS Read More »