Month: March 2011

Lawrence Goldfarb, the manager of a successful hedge fund, and the fund he managed, settled charges with the SEC and the U.S. Attorney’s Office stemming from his diversion of over $12 million from a side pocket investment of the fund. …

HEDGE FUND MANAGER SETTLES WITH SEC AND USAO Read More »

On the eve of the criminal insider trading trial of Raja Rajaratnam the SEC unveiled the latest chapter in the investigation into the founder of Galleon Management LLC: he had been illegally tipped by a former Goldman Sachs and current …

THE LATEST GALLEON CASE: ILLEGAL TIPS FROM A GOLDMAN DIRECTOR Read More »