Month: February 2011

This is the seventh in a series of articles that will be published periodically analyzing the direction of SEC enforcement. The SEC has been conducting dozens of investigations related to the market crisis since it began to unfold. While significant …

SEC ENFORCEMENT TRENDS 2011: SIGNIFICANT MARKET CRISIS CASES Read More »

The Commission’s newest market crisis cases center on the collapse of IndyMac and its federally-chartered thrift, IndyMac bank. Three of the bank’s former officers were named as defendants in two actions: Michael W. Perry, the former Chief Executive Officer and …

THE SEC’S LATEST MAKRET CRISIS CASES – THREE INDYMAC OFFICERS Read More »