Month: February 2011

This is the eighth in a series of articles that will be published periodically analyzing the direction of SEC enforcement. Insider trading has long been an enforcement priority. In recent years however it has become a focal point not just …

SEC ENFORCEMENT TRENDS 2011: INSIDER TRADING Read More »

Key events this week included a report to the SEC and CFTC from the Advisory Committee on the flash crash. In court the SEC obtained a split decision on summary judgment motions in an insider trading case, winning as to …

THIS WEEK IN SECURITIES LITIGATION (February 25, 2011) Read More »