Month: January 2011

This is the fourth in a series of articles that will be published periodically analyzing the direction of SEC enforcement. Article 1 is here, 2 here and 3 here. In a recent speech Attorney General Eric Holder emphasized the need …

SEC TRENDS 2011: CLOSE COOPERATION Read More »

The Financial Crisis Inquiry Commission issued its report this week noting that the crisis was avoidable, there was a widespread failure of financial regulation and a systematic breakdown in accountability and ethics. At the same time the SEC continued to …

THIS WEEK IN SECURITIES LITIGATION (January 28, 2011) Read More »