Year: 2010

The Commission is again asking the Supreme Court to adopt an expansive reading of Exchange Act Section 10(b). The argument is in its amicus curiae brief filed in Janus Capital Group., Inc. v. First Derivative Traders, No. 09-525 (S.Ct.) in …

SEC ASKS THE HIGH COURT FOR EXPANSIVE READING OF SECTION 10(b) Read More »

Following the elections, Capital Hill is preparing for a significant shift. The SEC and the CFTC, however, continue to move forward with the implementation of Dodd-Frank. This week, the Commission proposed rules for comment on the whistleblower provisions of the …

THIS WEEK IN SECURITIES LITIGATION (November 5, 2010) Read More »